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ESOP Transaction Design
Transaction design refers to a number of issues including the following,
- How can the Transaction be designed to maximize the value received by the selling shareholders while making the transaction's cash flow affordable by the company.
- Will the ESOP acquisition be financed by:
- Bank loan,
- Seller note,
- 401k Lateral Transfer
- Mezanine lender
- If the acquisition will include Seller Notes will those notes include warrants as a part of the note holder's return?
We have more than 3 decades experience dealing with these issues and are well-positioned with a large number of ESOP lenders across the U.S.


